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INSETA Training Material

Board Notices

  • Board Notice 60 of 2010 – Amendments to the Fit and Proper Requirements, Exemptions in respect of services under supervision, Determination of Continues Professional Development and Qualifying Criteria and Qualifications (to be read in conjunction with Board Notice 105, 151 of 2008, Board Notice 95 of 2009 and Board Notice 44 of 2010)
  • Board Notice 44 of 2010 - Amendments to the Qualifying Criteria and Qualifications, Determination of Continues Professional Development and Exemptions in respect of services under supervision (to be read in conjunction with Board Notice 105, 151 of 2008 and Board Notice 95 of 2009)
  • Board Notice 95 of 2009 - Amendments to the Qualifying Criteria and Qualifications, Determination of Continues Professional Development and Exemptions in respect of services under supervision (to be read in conjunction with Board Notice 104 to 106 and 151 of 2008)
  • Board Notice 64 of 2009 - Amendment Notice on the Determination of Qualification of Qualifying criteria and qualifications for Financial Services Providers
  • Board Notice 565 of 2008 - Exemption of Financial Services Providers as regards to representatives
  • Board Notice 154 of 2008 - Determination of Examination body criteria
  • Board Notice 153 of 2008 - Application of Representative bodies for recognition by the Registrar
  • Board Notice 151 of 2008 - Amendments to the Fit and Proper Requirements, Qualifying Criteria and Qualifications and Exemptions in respect of services under supervision (to be read in conjunction with Board Notice 104 to 106 of 2008)
  • Board Notice 106 of 2008 - Determination of Fit and Proper Requirements for Financial Services providers
  • Board Notice 105 of 2008 PART 1 - Determination for Qualifying criteria and Qualifications
  • Board Notice 105 of 2008 PART 2 - Determination for Qualifying criteria and Qualifications
  • Board Notice 105 of 2008 PART 3 - Determination for Qualifying criteria and Qualifications
  • Board Notice 105 of 2008 PART 4 - Determination for Qualifying criteria and Qualifications
  • Board Notice 105 of 2008 PART 5 - Determination for Qualifying criteria and Qualifications
  • Board Notice 104 of 2008 - Exemption on Services under Supervision in terms of Requirements and Conditions obtaining experience
  • Board Notice 103 of 2008 - Determination of Continues Professional Development
  • Board Notice 97 of 2008 - Notice on Amendment of Exemptions
  • Board Notice 88 of 2007 - Application by FSP for Authorisation by the FSB Amendment Determination
  • Board Notice 87 of 2007 - Amendment of Determination of FIT & Proper Requirements for FSPs
  • Board Notice 9 of 2007 - Exemption Relating to Foreign Based FSPs
  • Board Notice 91 of 2006 - Determination of FIT and Proper Requirements for FSPs
  • Board Notice 104 of 2004 - Exemption regarding certain minimum qualifications
  • Board Notice 101 of 2004 – Amendments of Determination of Fit and Proper requirements for Financial Services Providers
  • Board Notice 100 of 2004 – Proceedings of the office of the Ombud for FSPs Amendment Rules
  • Board Notice 131 of 2003 - Exemption of authorised FSPs and representatives conducting short-term deposit business from certain fit and proper requirements and the general code when rendering financial services relating to money market funds
  • Board Notice 95 of 2003 - Exemption of FSPs as regards to representatives
  • Board Notice 91 of 2003 - Determination of fit and proper requirements of FSPs

Circulars

  • Circular 7 of 2011 - Information Circular Regulatory Exams
  • Circular 6 of 2011 - Circular on Submission of 2011 Compliance Reports
  • Circular 5 of 2011 - Circular on Regulatory Examination Cancellation Clause
  • Circular 4 of 2011 - Circular on Level 1 Regulatory Examinations Language
  • Circular 3 of 2011 - Preparation for level 1 examinations
  • Circular 2 of 2011 - Regulatory Examinations Frequently asked questions
  • Circular 1 of 2011- Identifying which First Level Regulatory Examination to write
  • Circular 11 of 2010 - The requirement to obtain suitable guarantees, Professional Indemnity Cover andor Fidelity Insurance as per the requirements of the Notice on Requiremen
  • Circular 10 of 2010 - Appointment of a Compliance Officer
  • Circular 9 of 2010 - Preparation for the First Level Regulatory Examinations
  • Circular 8 of 2010 - First Level Regulatory Examinations
  • Circular 7 of 2010 - Update regarding regulatory examinations 2010
  • Circular 6 of 2010 - Overdue Outstanding FSB Levies, Compliance reports and Financial Statements by Financial Services Providers
  • Circular 5 of 2010 - Long-Term Insurance Category B as Defined Board Notice 60 of 2010
  • Circular 4 of 2010- Submission of 2010 Compliance Reports
  • Circular 3 of 2010- The application of “living annuities” in relation to “Long-term Insurance Category C” and “Retail Pension Benefits” as defined in the FAIS Act
  • Circular 2 of 2010  - Fit and Proper competency (qualifications) requirements for Sole proprietors (FSPs) and Key Individuals
  • Circular 1 of 2010 - Section 14 of the FAIS Act relating to the debarment of representatives failing to meet the Fit and Proper competency (qualifications) requirements
  • Circular 4 of 2009 - Clarification of Part-Qualification Recognition and Application Process
  • Circular 3 of 2009 - Notification of submission of Compliance Reports for FSPs without Compliance Officers

Codes of Conduct

Qualification Exemptions